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Job Information

Aerotek Financial Compliance Analyst - Series 7 in Salt Lake City, Utah

Summary

Excellent long term job opportunity here to get off the phones and into compliance related work in the financial brokerage field. Most of your time in this role will be working on client cases, updating tracking systems accurately, ensuring data integrity, data quality, regulatory compliance, and more. This is much more on the operations side and requires a strong knowledge of FINRA and attention to detail while still allowing you to utilize your series 7 license.

Required

  • 4 plus years of financial field

  • Current Series 7 License

  • Strong knowledge of financial brokerage regulations

  • Attention to detail in ensuring accuracy of records and documentation

  • Analytical skills and capabilities

    About Aston Carter:

Aston Carter is a distinguished global provider of recruitment and staffing services to companies requiring highly specialized business professionals. As a Best of Staffing® Client and Talent leader, Aston Carter has an unrivaled commitment to delivering first class service to clients and business professionals across a variety of disciplines, including Accounting and Finance as well as Governance, Risk and Compliance. With more than 60 offices across Europe, Asia Pacific and North America, Aston Carter provides local, regional and global expertise to drive value and meet our customers' unique needs. Aston Carter is a division of Aerotek. Aerotek is an operating company of Allegis Group, a global talent solutions provider.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

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